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Word on the Street
TEXAS: MOLD IS OLD
The number of mold exams being taken in Texas has dropped fairly
steadily since an initial three-month rush to licensure. From
January to March 2005, the first three months exams were offered as
part of the state’s mandatory licensing program for mold
professionals, saw a total of 207 exams administered with 136
passing scores (66 percent). Each month since March, the number of
exams administered has noticeably tapered off, with attendance in
July reaching an all-time low of only 27 exams split among three
categories.
Also notable is the incidence of high
failure rates among those taking exams. For instance, a new record
was set in July for highest failure rate – 80 percent – for any
category in a given month. Of 15 people taking the Mold Remediation
Contractor exam that month, 12 failed. However, there is an
increased chance of passing for those taking exams after Sept. 1,
when a law going into effect lowers the minimum passing grade for
mold exams from 80 to 70 percent. Of the 12 test takers who failed
the Mold Remediation Contractor exam in July, eight scored between
70 and 79 percent. These star-crossed students would have received
official state licenses had they taken their exams two months later!
OLD MAN, TAKE A LOOK AT MY LIFE. I’M A
LOT LIKE YOU ...
Children with asthma whose fathers have a history of the disease are
at significantly greater risk for serious airway constriction than
children whose fathers have no such history, according to an article
published in the first issue of the September 2005 American Thoracic
Society’s peer-reviewed American Journal of Respiratory and Critical
Care Medicine. Reporting the results of a five-year study,
researchers with the Channing Laboratory at Brigham and Women’s
Hospital in Boston said that paternal asthma was strongly associated
with childhood airway hyperresponsiveness (AHR), an exaggerated
constricting response to various stimuli that characterizes asthma.
“Among individuals with asthma, AHR is directly correlated with
pulmonary symptoms and disease severity,” said Dr. Benjamin A. Raby,
the study’s lead researcher. “It is also an important determinant of
long-term outcome, not only with respect to asthma symptoms, but
also to airway growth and maturation, as well as lung function
decline.” While other studies have demonstrated that parental
history of asthma affects children, the authors of this latest study
note that they are “the first to suggest that a parental history of
asthma influences the natural history of airway responsiveness among
children with established asthma, and the father’s asthma history
may be the predominant familial determinate of this relationship.”
A NEW LOOK FOR ASBESTOS REMOVAL
The U.S. Environmental Protection Agency is planning to conduct a
study on a proposed “wet method” of asbestos removal next year. The
inexpensive process involves “amended water suppression” to “trap
asbestos fibers and minimize their potential release to the air,”
the EPA said last month. “A technical team of EPA scientists and
engineers is being assembled to peer review and further refine the
demonstration protocol. A site-specific Quality Assurance Project
Plan will be developed. EPA’s Office of Research and Development in
conjunction with Region 6 will oversee the study.”
THE SECOND DECADE OF NORA
“For the past nine years, the National Occupational Research Agenda
(NORA) has served as a framework to guide occupational safety and
health research ...” according to a page on the Web site of the
National Institute for Occupational Safety and Health. “Now NIOSH
seeks your help in creating the new NORA,” the text continues,
sharing ways to garner stakeholder input on goals, objectives and
plans for the second decade of NORA. Building Ecology Research
Group’s Hal Levin, author of the report discussed on the front page
of this newspaper, recently helped to promote the announcement on
the IE Quality group with his own personal plea. “There is very
little attention to indoor air quality and indoor environment at
present,” he posted in the group Aug. 9, “but this could be changed
if a sufficient number of convincing and useful comments are
received.” Levin continued, “Since indoor air quality is the subject
of the majority of requests for health hazard evaulations [sic]
NIOSH currently received, it should seem obvious that NORA would
focus on indoor environmental health. However, there does not seem
to be any clear plan to move forward in the direction of increased
focus on the non-industrial indoor environment.”
SCHOOL GETS ITS DAY
A school district in Hidalgo County, Texas, has effectively been
reimbursed for a mold remediation project it conducted three years
ago at a high school in San Juan, according to reports last month.
In 2002, the mold remediation cost the district $10.2 million; the
settlement was for $11.2 million. An Aug. 2 report by KRGV News
Channel 5 in Weslaco said the Pharr-San Juan-Alamo Independent
School District had filed a lawsuit blaming Landmark Organization,
the Austin-based construction company that built PSJA High School,
for design problems the district says led to mold. The Monitor, a
South Texas-based newspaper, also reported on the settlement Aug. 2,
citing a prepared statement from Landmark in which the company
disagreed with the decision by the panel of judges to force the
parties to settle their lawsuit. “It appears that the arbitration
panel gave undue weight to the amount of money PSJA school district
spent on what Landmark Organization believed to be questionable
remedial work,” said a portion of the Landmark statement included in
The Monitor’s coverage. Both news sources said the district’s
lawsuit also named a number of subcontractors – 44 in all, according
to The Monitor.
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Report Characterizes Consumer Spending on IAQ
Findings Show Annual Expenditures May Reach $20 Billion
By Steve Sauer
Americans may spend as much as $20 billion each
year on various indoor air quality products and services, according
to a conservative estimate recently prepared under a contract with
the U.S. Environmental Protection Agency. A report tallying
Americans’ yearly expenditures in an assortment of categories
related to indoor air quality places nationwide spending on IAQ
within a range of $12 billion to $20 billion.
The estimate is part of a
report approved last month by Lawrence Berkeley National Laboratory,
the EPA’s research arm in California. Compiling data obtained from a
number of industry sources, author Hal Levin provides rare insight
as to the approximate value of maintaining indoor environments in
the United States.

This chart, based on figures in Hal Levin’s
report, shows the nine categories of IAQ products and services
that comprise the estimated expenditures of $15.9 billion.
“Considering the large uncertainties and approximate nature of
the estimates, a range of $12 to $20 billion is considered most
useful,” Levin states in the report. “It represents roughly ±
25% around the central approximate estimate of $15.9 billion.”
“While not precise, this estimate does indicate
that the level of expenditure is substantial,” Levin states in
the paper’s conclusion. “It is also apparent that expenditures
are growing and the market is shifting within the various
elements of the market.”
Levin prepared the report under a contract with
the EPA’s Indoor Environments Division. Dated June 2005, it was
submitted last month to Lawrence Berkeley National Laboratory,
which is scheduled to process the report and publish it this
year.
Of the nine different categories of IAQ
services recorded in the report, the two most lucrative – duct
cleaning and the abatement of asbestos and lead – yield an
estimated $4 billion apiece, according to industry sources Levin
references in the report. Each of the next three most
financially significant sectors of IAQ expenditures garners over
$1 billion, the report says.
Levin notes that the grand total estimate of
$15.9 billion in expenditures among all nine categories is not
inclusive of some aspects of the IAQ industry whose figures
could not be ascertained. Because some dollar amounts are not
divulged to the public, such as those for undisclosed payoffs
for insurance and litigation claims related to indoor air, Levin
was not able to figure them in his estimates, one factor why the
total number could be higher – or lower – than his estimate.
Levin further admits in the report some
specified figures are “soft” considering other factors. For
example, a $3.4 billion estimate for building-remediation
expenditures factors in spending made in the commercial,
institutional and multifamily residential sectors – and provides
separate breakdowns for each building type – but does not
include any remediation expenditures in single-family
residential buildings.
The estimate for remediation expenditures
“covers mostly remediation of HVAC systems and contaminant
removal,” according to the report. The figure was derived from
2002 research by George Benda and also on data provided that
same year by the National Energy Management Institute.
In addition, Levin’s conclusion outlines
another broad category he says “would certainly increase the
total amount spent substantially” if an estimate were
attainable. This category, he says, incorporates the wide
variety of “products and services routinely used to control
indoor air quality such as mold removal and air freshener
products.”
The $4 billion estimate for residential and
commercial duct cleaning is based on the results of an informal
survey of members of the National Air Duct Cleaning Association
released in 2004. The asbestos abatement figure includes
residential and commercial work, while the lead abatement work
includes only receipts in the residential sector. Sources for
these figures include a 2004 report by the U.S. Department of
Housing and Urban Development and an EPA guidance document on
asbestos from 1979.
The fourth-most lucrative category, which Levin
labels in the report as “consultant services for IAQ problem
investigation, diagnosis and resolution,” rakes in $2.1 billion
each year. This figure includes consultant investigations and
diagnostic services but does not include in-house diagnostic
services or in-house response to or resolution of complaints,
according to the report.
At $1.5 billion, air cleaning and improved
filtration comprise the fifth-most lucrative category. The
figure takes into account sales figures provided by major
manufacturers of residential air-cleaning units and replacement
filters and also assumes “a few hundred million” dollars
consumers rack up on energy costs to operate the machines in
their homes.
Much of Levin’s report focuses on spending in
categories describing various services available to consumers,
rather than IAQ products. The category devoted to air cleaning
and improved filtration is the only category specifically
describing product sales.
A spokesperson for Honeywell International
Inc., which sells a wide variety of IAQ products, told IE
Connections last month that the corporation does not release
sales figures for its individual product lines although it does
disclose divisions’ net sales in its annual financial reports.
Levin calculates the total for all nine
categories referred to in his report as approximately $15.9
billion. Further, he provides a wider range of $12 billion to
$20 billion, which represent figures that are 25 percent lower
and higher than the original estimate.
“Hal’s report is an important milestone because
it looks across the various organizations that have been trying
to get their hands around the market,” said Benda.
As president of the building-science consulting
firm Chelsea Group Ltd., he has conducted similar research in
the past to provide values to aspects of the IAQ market. “We
have been working on issues related to the IAQ market for more
than a decade,” he said, pointing out that one of the
difficulties in such work is defining precise categories of
expenditures and eliminating overlap and ambiguity.
Chelsea Group is currently working with the
National Energy Management Institute under a “major,
joint-industry project” sponsored by the U.S. Department of
Energy to “develop an assessment of market for [mold and]
moisture management,” said Benda. “Levin’s paper is not going to
be the last word on this topic,” he said.
In addition to Benda, Francis “Bud” Offermann
was another one of several people whom Levin interviewed while
preparing the report. Offermann, who is the president of the IAQ
consulting firm Indoor Environmental Engineering based out of
San Francisco, said he could not vouch for the accuracy of the
entire report but just the parts to which he contributed.
“It’s the first paper I know of that gives a
financial overview of [the IAQ market], that tackled this in
what was an attempt to be kind of comprehensive,” said Offermann.
“It’s someone’s best stab at it.”
In Levin’s report, asbestos and lead abatement
is estimated to generate $600 million more than building
remediation for IAQ, the category that includes the removal of
contaminants, Offermann noted.
“Asbestos and lead [abatement] is still real,
real big,” he said. “There are so many people in the business
that you can’t get” an exact number for consumer expenses, he
said.
Other figures in the report provide further
insight into specific remediation expenditures. In 2002,
expenditures on contaminant removal totaled $439 million, with
little more than half of the building remediation market in the
commercial sector. Improved air filtration also generated $439
million that year, as did sealing or covering ductwork,
according to National Energy Management Institute statistics
cited in Levin’s report.
Still, more was spent on two other categories
within building remediation that year, it shows. Overall
expenditures on improved ventilation were $659 million for the
year, while the repair and replacement of HVAC systems generated
nearly $1.1 billion in itself.
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Associations Forge Certification Consolidation Plan
By Staff
In the
months since three membership and certification organizations announced
plans to unify themselves and to consolidate their programs and
activities, leaders of all three associations have been working to
overcome one of their biggest challenges: the consolidation of their
certification programs.
Last month,
a committee of representatives appointed by the American Indoor Air
Quality Council, Indoor Air Quality Association and Indoor Environmental
Standards Organization reached agreement on a certification
consolidation plan. Under the plan, the certification programs currently
offered by IAQA and IESO would be administered by AmIAQ effective Jan.
1, 2006.
“The
certification integration is going along very well, and IAQA members
will be very pleased with what we come up with,” said Joe Hughes, who is
chairman of the ad hoc committee overseeing the transfer of designations
to AmIAQ.
The
consolidation proposal would further AmIAQ’s use of certification
boards, which for years have operated under the auspices of AmIAQ. Each
designation administered by AmIAQ, including those carried over from
IAQA and IESO, would have its own certification board made up of
industry peers.
The boards
award AmIAQ certification based on a number of criteria including
education, experience and testing. Persons seeking certification by
AmIAQ may challenge the association’s exams and achieve certification if
they meet program requirements and gain board approval.
These
boards are responsible not only for awarding certification but also for
overseeing exam content. As a way of avoiding conflicts of interest,
membership of these boards does not include the training providers for
certification-preparation classes.
IAQA and
IESO officials have agreed that their certification programs will be
operated under these policies and procedures previously established by
AmIAQ.
Currently,
IAQA offers two certification programs: the Certified Indoor
Environmentalist (CIE) and the Certified Mold Remediator (CMR). IESO
currently offers one certification program, the Certified Residential
Mold Inspector (CRMI).
AmIAQ
currently offers certification under seven different programs for IAQ
professionals, mold assessors and mold remediators: Certified IAQ
Consultant (CIAQC), Certified IAQ Investigator (CIAQI), Certified IAQ
Manager (CIAQM), Certified Microbial Consultant (CMC), Certified
Microbial Investigator (CMI), Certified Microbial Remediation Supervisor
(CMRS) and Certified Microbial Claims Adjuster (CMCA).
Under the
consolidation plan, most of these AmIAQ certification programs will
continue to exist, and some of them will be combined with IAQA
certifications.
Certification for
IAQ, Assessment and Remediation
The
certification consolidation calls for AmIAQ to administer three major
certification “tracks,” namely Environmental Investigation, Microbial
Investigation and Remediation Mitigation. Each track would consist of
tiers of certification designations that validate a person’s experience,
education and knowledge at various levels.
AmIAQ is
seeking accreditation by the Council of Engineering and Scientific
Specialty Boards, or CESB, for the top certification designation under
each of the three tracks. To obtain CESB accreditation, an organization
must follow rigorous procedures for the development, administration and
maintenance of its certification programs. CESB-accredited
certifications must require high levels of experience and education.
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The
Environmental Investigation track would include two certification
designations: the Council-certified Indoor Environmentalist (CIE),
and above it the Council-certified Indoor Environmental Consultant (CIEC).
The CIEC designation would be compliant with CESB requirements.
Those currently certified by IAQA as a CIE would retain their CIE
designation under AmIAQ’s administration after the consolidation.
Those currently certified by AmIAQ as a CIAQI would have the ability
to change to the CIE designation, to continue using the CIAQI
designation, or to use both designations. Some current IAQA CIEs and
AmIAQ CIAQCs may be eligible to grandfather into the CIEC program if
they scored high on their respective examinations and meet stringent
CIEC education and experience qualifications.
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The
Microbial Investigation track would include three certification
designations. The highest level, which will be compliant with CESB
requirements, is the Council-certified Microbial Consultant (CMC).
Next is the Council-certified Microbial Investigator (CMI), followed
at the bottom of the track by the Council-certified Residential Mold
Inspector (CRMI). CMC and CMI are existing AmIAQ programs, whereas
the CRMI program is being brought over from IESO. Current CMCs who
scored high on their examinations and meet the CESB minimum
requirements for experience and education would be allowed to remain
within the CMC program after CESB accreditation is achieved.
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The
Remediation Mitigation track would include three certification
designations. At the top is the Council-certified Microbial
Remediation Consultant (CMRC), the program that would be CESB
compliant. Next in the pecking order is the Council-certified Mold
Remediation Supervisor (CMRS), followed by the Council-certified
Mold Remediator (CMR). Those currently certified by IAQA as CMRs who
scored high on their examinations and meet other CMRS program
requirements would be eligible to move into the CMRS designation.
Other IAQA CMRs can move into the CMRS program by taking a
supplemental exam or by verifying field experience via a new
application. There would be no grandfathering into the CMRC program.
The
certification consolidation plan will be presented to the respective
members and decision-making bodies at the combined AmIAQ-IAQA-IESO
convention in Orlando next month. If ratified by the membership in
October, the certification consolidation plan would take effect Jan. 1,
2006.
| Making Sense of Alphabet Soup
While the acronyms associated with the
certification consolidation plan make it sound confusing,
the new system accepted by IAQA, AmIAQ and IESO follows
logical paths of progression for professionals and
tradespersons of varying degrees of experience, education
and knowledge. The certification programs allow an
individual to achieve a credential that is descriptive of
his or her qualifications and abilities. The programs also
provide for continuing education and the ability for one to
rise through the ranks of certifications for his or her
profession or trade. If approved by association memberships,
here’s how the programs would line up on Jan. 1, 2006.
AmIAQ Environmental Investigation
Track
- Council-certified Indoor
Environmental Consultant (CIEC)*
- Council-certified Indoor
Environmentalist (CIE)
AmIAQ Microbial Investigation Track
- Council-certified Microbial
Consultant (CMC)*
- Council-certified Microbial
Investigator (CMI)
- Council-certified Residential Mold
Inspector (CRMI)
AmIAQ Remediation Mitigation Track
- Council-certified Microbial
Remediation Consultant (CMRC)*
- Council-certified Mold Remediation
Supervisor (CMRS)
- Council-certified Mold Remediator
(CMR)
* Indicates those certification
programs that would be CESB compliant and for which CESB
accreditation is being sought
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By Invite Only, the Summer
Feast of the Mavericks
Level of Technical Instruction at Lstiburek’s Annual Conference
May Actually Outdo Quality of Meals
By Steve Sauer
“There’s a certain brand of vapor
barriers that really sucks, but I can’t say which because the conference
organizers won’t let me.”
That’s something you would never hear Dr.
Joe Lstiburek say at his own conference.
Instead, he would definitely go ahead and
name the offending brand.
Here is a quick note to conference
organizers who may be reading this: Don’t let that worry you. Lstiburek
knows his limits and abides by them when he is presenting at forums with
established policies that prohibit speakers from commenting on
commercial entities.
He is notorious for always speaking his
mind, and some might say he has the biggest mouth of anybody in all the
ranks of the American Society of Heating, Refrigeration and
Air-Conditioning Engineers.
But Lstiburek (whose name is pronounced
STEE-brook) is not merely an outspoken person. He is also a well
respected one. Over his long and distinguished career, he has
disseminated plentiful expertise on the subject of building science in
the form of books, journal articles and lectures. Among his many credits
are his contributions to ASHRAE Standard 62 and other technical
committees as well as a stint as chairman of an ASTM committee sorting
out the durability of building structures after moisture intrusion.
His status as a highly regarded
international authority – and, since last year, an ASHRAE fellow –
doesn’t prevent him from voicing opinions. In fact, the respect
countless people have for him pretty much encourages him to continue
being his contentious self.
As a principal of the Massachusetts-based
architectural and consulting firm Building Science Corporation,
Lstiburek is in high demand for numerous speaking engagements each year
in the United States, Canada and beyond.
But none of these speaking engagements is
as, well, “down-home” as the one he holds every year in his current
hometown of Westford, Mass. Each summer since 1997, associates of his
have flown in to one of two airports located less than an hour’s drive
from this picturesque suburb with a population of 21,000, to go to a
hotel for some conference sessions dealing with building science. Then
the group heads over to Joe’s place to indulge in food and drink in his
backyard. Hence was born the tradition of Summer Camp.
This once-simple pastime has over the
course of nine years evolved into a full-fledged extravaganza. This
time, it was more formally regarded as the Ninth Annual Westford
Symposium on Building Science. But attendees still call it Summer Camp,
and Lstiburek still calls himself camp councilor.
Playing into the metaphor, the house he owns
with Betsy Petit, his wife and fellow Building Science Corp. principal,
is dubbed “the official summer camp clubhouse.”
Some attendees were brave enough to
attend two nights of pre-conference parties beginning July 30. Three
full days of intense technical sessions took place Aug. 1–3, with
celebrations following each night that were every bit as intense.
The technical sessions, paid for by
modest course fees that also support overhead expenses for the evening
networking opportunities, are daylong discourses inviting listener
feedback and participation. Lstiburek, this year hobbling with the aid
of crutches due to a recent skiing accident in New Zealand, spoke Aug. 2
at great lengths about the ventilation of multifamily residences,
drainage planes, HVAC systems, and vapor barriers – including ones he
does not pretend to like. He also riffed for several minutes about some
ways to improve upon the IAQ recommendations of ASHRAE Standard 62.2
with a proposal he likes to advocate because it does more to protect
occupant health.
Also lending his lecturing services as a
keynote speaker was Terry Brennan, president of Camroden Associates in
Westmoreland, N.Y., since 1985, and an oft-cited government consultant
on mold and moisture issues. During his Aug. 1 address, Brennan brought
up what he feels are some inadequacies in the U.S. Green Building
Council’s LEED programs, to which he was a contributor. He hinted toward
ways the programs could evolve to include more of a sharp focus on
indoor air quality in the future.
The crowd hearing these speakers’
comments and benefiting from the dialogue is made of up people from all
walks of life: design engineers, architects, insurance companies,
lawyers, consultants, health professionals, government officials, and
many more. Together, they do not comprise any single membership
organization. Attendees are there at Summer Camp by invitation only.
They definitely share a common interest in building science.
Conversations at lunches, during breaks and at the backyard
after-parties vastly differ from tenuous “So, when’d you fly in?” small
talk. Attendees are knowledgeable in their respective fields, generally
willing to share information with others, and ultimately swift in taking
advantage of every networking opportunity available over the course of
three days and three nights or longer.
While there is little doubt that such
interesting conversation would be happening no matter what the setting,
it is assumed that one of the major reasons people keep coming back is
because the backyard celebrations each night of Summer Camp’s duration
turn out to be a big, gluttonous feast.
Copious amounts of expertly prepared food
and fermented beverages are offered, and partaken of, to great excess.
The head chef is restoration-industry mainstay Pete Consigli, with
assistance and guidance from the watchful eye of his mother. An
accommodating catering staff lends support wherever necessary. Others
from the spectrum of indoor air quality and building science offer
assistance with their own particular specialties, be it Texas barbeque,
East Coast-brewed beers or New Jersey corn.
Inside the clubhouse, many pick up
musical instruments and play. Many of those who cannot play music choose
to sing. Those who cannot sing music turn to dancing. Those who cannot
dance are obviously in the wrong place. Even Lstiburek ditched his
crutches for a “miraculous” moment to dance with his main squeeze. As
Lstiburek danced with his wife, Betsy Petit exclaimed, “It’s a miracle!
He couldn’t so much as get off of his feet all week while we were
preparing for this, and now suddenly he can dance!”
If Lstiburek really neglected to
participate in preparations as his wife suggested, it was not obvious to
attendees. What was obvious, however, was that Summer Camp was once
again very well planned and executed without a hitch. In its first-ever
review of the occasion, IE Connections in 2000 plastered a photo
of the “clubhouse” on its front page with a headline hailing the
Westford Symposium as “The Best of IAQ.”
The newspaper is not likely to retract
that moniker based on the quality of the technical sessions and
celebrations held in 2005.
| I’ll Say This Only Once, So Listen
Up! Journalists are
forewarned by the organizers that they are forbidden from
previewing Summer Camp with advance promotion. There can be
no mention of the event in any publication before it takes
place.
This is because attendance is by
invitation only and space is limited, and organizers are
already turning down registration payments from people who
are invited but hesitated to confirm their registration
before all available space was taken.
So, getting yourself a seat at the
Westford Symposium on Building Science is no small feat.
You’re competing with about 250 others for a coveted spot at
the symposium. Be early with those registration checks to
guarantee a seat!
Therefore, only at this time of year
can a newspaper even hint in writing that Summer Camp is an
annual occurrence. Although writers are not allowed to
reveal when the next Summer Camp will be, they are free to
state that it has usually been held the first week of August
every year since 1997.
And, let’s see, if this was the Ninth
Annual Westford Symposium, then that would make next year’s
event extra special, to say the least. |
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LEGAL ADVICE BY MICHAEL BOWDOIN
Expert Witnesses: Knowing When You Don’t Know
Michael Bowdoin
Partner
Brown Sims P.C.
Houston, Texas
My
grandfather was raised in the cotton fields of central Texas and the
oil fields of South Texas and lived through the Great Depression,
both World Wars, the Korean War, the Vietnam War, and the Middle
East war. Despite the incredible advances in knowledge, science and
technology he had seen in his lifetime, he had a favorite expression
regarding human nature: “A fool is a man who believes his own
rhetoric.” But in place of “rhetoric,” Granddad used a much more
colorful, and perhaps agricultural, term common among rural Texans.
Years later, my legal mentor would use a similar approach when
training young associate attorneys in the discipline, the art and
the science of law practice. The most important skills young
attorneys could master, she told us, were to “develop the ability to
recognize when you don’t know something” and “to ask for help from
someone with more knowledge or experience.”
I
believe that expert witnesses testifying about indoor air quality
can benefit from the wisdom of these two mentors, one educated in
the school of hard knocks and the other educated in one of the
finest law schools in the United States.
Over the last four or five years, there has been a tremendous
advance both in the technology applied to and training associated
with IAQ investigations. I read at least three or four expert
witness reports a week in the course of my practice of law. In
addition, I have read countless curriculum vitae relating to the
professional qualifications, training and experience of the authors
of these reports. It never ceases to amaze me how many opinions I
see proffered by these experts regarding fact patterns,
cause-and-origin determinations, coverage disputes, and actual and
consequential damages that contain blatant flaws or omissions and
are clearly outside their professional areas of expertise.
The purpose of this article is to present a basic fact pattern
regarding a disaster involving or resulting in IAQ issues and a
cleaning-and-restoration company’s improper response to this
disaster. Based upon the failed dry-out, the building owner is
forced to sue the restoration company for the resulting cost of
cleanup, repair and diminution in value.
The Disaster
The Hazzard County Courthouse was built in 1927 and has become the
center of cultural life in Hazzard County, Texas. The old
courthouse has been affectionately named “Big Red” by the local
residents due to the bright red color of the bricks cladding its
facade. The building was first renovated in 1940 when the entire
building was fireproofed and insulated with an asbestos-containing
flame-retardant material. The building was again renovated in 1965
with the addition of a “modern” air-conditioning system. On Sept.
11, 2004, an inmate awaiting trial in a small holding cell started a
fire causing extensive smoke and soot damage. The building sprinkler
systems responded by flooding the building with hundreds of gallons
of water.
A
local county commissioner recommended his sons’ new company,
Disasters-R-Us, to remove the water and to clean the interior of the
building and its contents, removing all the floor coverings. The
company, which had never attempted a job of this size and
complexity, was forced to employ several fly-by-night subcontractors
who had no experience in drying. These subcontractors failed to dry
the interior wall cavities, leaving wet insulation and standing
water in the stud tracks.
Approximately four months after the cleanup was completed, a number
of office workers began experiencing unexplained symptoms that
suggested sick-building syndrome (dizziness, breathing difficulty,
eye and nose irritation and headaches). Complaints began to
increase, and mold growth appeared through vinyl wall coverings on
the exterior walls. An indoor air quality consultant, hired to
perform an extensive investigation of the building, said the
interior walls of the structure had never been thoroughly dried, and
there was massive mold growth in the interior wall cavities.
The Assignment
You receive a phone call from the county attorney and county
commissioner requesting that you investigate the situation on behalf
of the county, provide your expert opinions regarding the adequacy
of the drying procedures and also the cost and scope of any
potential solution. The county has decided to file suit against
Disasters-R-Us and all of the subcontractors involved in the dry-out
and cleaning of the building.
You agree to accept the assignment. Now, what do you do? Knowing
that this assignment will ultimately involve litigation, you must be
aware of a number of issues at the onset. Although expert
classifications vary from state to state, and each state has its own
procedural and evidentiary rules, I will utilize Texas law in this
analysis.
Types of Experts
As
an expert witness, you may be either a testifying or
consulting expert.
A
testifying expert is an expert who may be called to testify as an
expert witness at trial. Testifying experts can further be
subdivided into retained and non-retained. Different
discovery rules apply depending upon whether or not the expert is
retained.
If
an expert is retained, he or she is employed by or otherwise
subject to the control of the party retaining him or her. Examples
include doctors employed to give an opinion in a malpractice case
and an accident reconstruction expert retained in car accident
cases. Any communication involving or work performed by a retained
testifying expert is discoverable by the adverse party.
If
you are not retained, employed by or otherwise subject to the
control of the party, you are a non-retained expert. Examples
include emergency-room doctors, an accident investigator for the
department of public safety, and another party’s expert who intends
to be called to testify. Non-retained testifying experts and their
opinions and reports are still discoverable.
The second form of expert is the consulting expert.
Consulting experts are classified as either consulting-only
or consulting-plus experts.
A
consulting-only expert is an expert who has been consulted,
retained or specifically employed by a party in anticipation of
litigation or in preparation for trial but who will not testify at
trial. The consulting expert has no first hand factual knowledge
about the case; however, he may know second hand factual knowledge
acquired through the consultation. The consulting expert’s work
product is not reviewed by the testifying expert. Nothing regarding
a consulting-only expert is discoverable.
A
consulting-plus expert is an expert who was hired as a trial
consultant but lost her status as consulting only because her work
was reviewed by the testifying expert or because she became a fact
witness.
A
consulting expert whose mental impressions and opinions are
reviewed by a testifying expert is treated like a testifying
expert. This expert’s work is discoverable to the same extent as a
testifying expert. A consulting expert who obtained knowledge
about the case either firsthand or in some way other than in
consulting about the case is treated as a fact witness. By
comparison, when a consulting expert, at the request of a party,
examines a photograph of an accident site, that expert does not
become discoverable as a fact witness.
As
you can see, the specific terms of your engagement by the county,
the time at which you were engaged, the purpose of your engagement
(whether to testify or simply consult), the types investigations you
will be conducting, and the nature of your opinions must all be
considered prior to your retention. You should consult with the
county attorney prior to and during your employment regarding
strategic advantages and disadvantages involving the use and
disclosure of your professional opinions. Remember that any written
correspondence, reports, investigation material reviewed or source
material used may be discoverable if your status as an expert is not
tightly controlled.
Who Is an Expert?
Theoretically speaking, everyone is an expert in something. So, how
do we determine who qualifies to be an IAQ expert? Federal Rule of
Civil Procedure 702 provides a clear answer. It states that an
“expert” is a person qualified by knowledge, skill,
experience, training or education to assist the
trier of fact in understanding the evidence or determining a fact
issue when scientific, technical or other specialized knowledge
would be helpful. In IAQ cases, experts determine:
-
the cause of the problem;
-
the scope or parameters of the problem;
-
type of contamination present;
-
the remediation or correction of the root cause of the problem
and the symptoms of the problem;
-
the process undertaken to solve the problem; and, finally,
-
post-remediation testing.
Who Hears the Expert?
In
order to influence the trier of fact in a lawsuit, the expert must
get past the gatekeeper. This is where the Daubert case comes
into play. Daubert vs. Merrill Dow Pharmaceuticals Inc., 509
U.S. 579 (1993), provides that trial court judges are the
gatekeepers with respect to the admission of expert witness
testimony. Further, all scientific evidence must be reliable and
relevant. The Supreme Court listed the four non-exclusive factors to
be considered in determining reliability as:
-
whether a theory or technique has been tested;
-
whether a
theory or technique has been subjected to peer review and
publication;
-
the technique’s
known or potential rate of error; and
-
the general
acceptance of the theory or technique by the relevant scientific
community.
Daubert is the current law of the land and is applicable in
all U.S. courts. Before an expert witness’s testimony may be
considered by the trier of fact, it must meet all four prongs of the
Daubert test. Clearly, Daubert affects many IAQ
professionals including the expert who collects the data, the lab
that analyzes the data, the expert who testifies in court, and the
consultant who ultimately manages the process and end result.
What Do Lawyers Need from an Expert?
What is the most important criterion or consideration for the county
to consider in choosing you as an IAQ expert? The county will expect
you, through oral and/or written means to be able to influence the
trier of fact (judge or jury) and thereby affect the ultimate
outcome of the case.
When the county hires an expert, it is seeking sound, reasoned
expert opinions. Experts should “call it like it is” and not tailor
their opinion to favor the party who is paying their bill. It is the
expert’s job to apply the reasonably prudent standards of his or her
profession to the given fact situation and provide the parties in
the case with technical or scientific opinions that are both
well-reasoned and verifiable.
If
the opinion of the expert is not even seen by the trier of fact, the
parties in the case have been done an immense disservice. This
leaves the county with a large bill and no ultimate results to show
for all of the expert’s time and expense. Such was the case in
Melinda Ballard et al. vs. Fire Insurance Exchange et al.,
wherein the jury was never allowed to consider any evidence
regarding the personal injuries allegedly sustained by the
plaintiffs. In this case, which many see as a watershed event in
mold litigation, the questions concerning “toxic mold” and resulting
health effects were never even addressed by the jury.
How Will You Be Judged?
As
an expert witness, the opposing side will attempt to discredit you
and your opinion in any way possible. Personal shortcomings and
family issues are generally not considered by the courts. With the
exception of “crimes involving moral turpitude” (whatever that
phrase means), convictions for perjury and other major offenses, all
minor criminal matters should also not be admissible to impute your
professional opinion or reputation.
Areas often overlooked but that may provide fertile fodder for your
impeachment involve your company’s Web site (past and present),
previous deposition testimony, previous reports, previous invoices,
graduate thesis and dissertations, articles and publications
authored or edited and association with various professional groups
(either defense- or plaintiff-oriented).
With regard to the specific disaster referenced above, your
credibility will be judged on:
-
your timely responsiveness in beginning your investigation;
-
the scientific methodology utilized and its consistency with
industry standards;
-
your objective approach to investigation and analysis;
-
reasonable alternatives investigated, considered and rejected;
-
results reached and rationale supporting your results;
-
the presence and treatment of potentially hazardous materials
(asbestos);
-
documentation of health and safety issues involved, including
those raised by the building occupants;
-
the complexity of the internal drying of the building and the
drying results;
-
verification of microbial contamination and scope of
remediation; and, finally,
-
your fees and expenses charged for professional services.
Conclusion
As
an expert, you will also be required to carefully evaluate the need
to call in additional expertise. In the fact pattern above,
collateral issues involve proper drying and desiccation methodology,
asbestos disturbance and removal, soot removal, health effects,
heating, ventilation and air-conditioning systems, and financial
analysis of economic damage models.
Unless the required technical expertise to evaluate each of these
widely divergent areas reside in one individual or company,
additional expertise must be obtained. You, as the expert, must
anticipate the limitations present and seek help. As stated earlier,
one major problem confronting experts of any discipline is the
tendency to proffer opinions outside their areas of expertise. If
you proffer an opinion outside your area of expertise, you have made
a critical mistake.
Lastly, remember that there can be 10 experts testifying in a case
with 10 different opinions, each of which can be valid. The expert
who prevails must be able to best articulate and support his or her
position before the trier of fact.
Michael Bowdoin is a partner with the law firm of Brown Sims P.C.
in Houston, Texas. He and his firm specialize in representing
defendants in regulatory and administrative law, commercial
litigation, construction law, real-estate law, insurance law, and
toxic tort/hazardous substances litigation including silica,
asbestos, mold, chemical, and drug exposure. He can be reached by
e-mail at
mbowdoin@brownsims.com or by phone at (713) 629-1580.
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